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How We Work

Brophy Wealth Management, LLC is a firm believer that goals you have set to achieve in the future should be the basis for decisions being made in the present time. As such, the probability of achieving your goals and successfully navigating all distractions and complexity of wealth management starts by taking the time and energy to thoughtfully create a comprehensive financial plan.

The first step in this process is to schedule an Initial Consultation.  This consultation is complimentary and gives you the opportunity to determine if we are the right wealth management firm for you, and for us to determine if we feel we are the correct firm to develop a long-term relationship with you. During this meeting, you will have the opportunity to ask us questions of concern to you regarding utilizing professionals’ advice, such as:

  • How can Brophy Wealth Management, LLC help me?
  • What services does Brophy Wealth Management, LLC provide?
  • What makes Brophy Wealth Management, LLC different from other firms?
  • What does the process look like during the planning phase, and what can I/we expect on an ongoing basis?
  • How does Brophy Wealth Management, LLC get compensated for services during the planning process? On an ongoing basis?

In anticipation of this meeting, we will ask you to gather some information to better prepare you to answer questions about where you currently are. We will use this information and our experience from working with hundreds of clients to help you quantify your financial goals.

At the conclusion of this meeting, we both will be able to decide if moving forward is in everyone’s best interest. We will be using technology to model “what-if” scenarios as we build your financial plan. Once this initial phase of analysis is completed, we will set additional appointments as necessary to complete the build-out of your financial plan to your satisfaction. Once completed, we now have “a stake in the ground” from which to base making decisions.

What should I bring to my Initial Consultation?

Financial Statements

  • Bank
  • Brokerage (Stocks & Bonds)
  • Annuities
  • Mutual Funds

Retirement Plans

  • IRAs
  • ROTHs
  • SEPs
  • 401(k)s, 403(b)s & 457s
  • Profit Sharing
  • Money Purchase
  • Defined Benefit Pension
  • Deferred Compensation
  • Social Security Statement

Insurance Policies

  • Life
  • Disability
  • Long-term care
  • Health
  • All insurances provided          through employment

Wills & Trusts

  • Power of Attorney
  • Health Care Proxy
  • Living Will
  • Charitable Trusts

Tax Returns (Past Two Years)

  • Corporate and personal

Special Needs & Situations

  • Inheritances
  • Dependent children or parents 
  • Separation Agreements

Business Agreements

  • Retirement plans
  • Agreements