Disclosures

Survey Disclosure

Our current clients' opinions and affirmative statements are not endorsed by Brophy Wealth Management, LLC, and may not reflect the views expressed by other clients. Depending on the facts and circumstances, public commentary made directly by our current clients about their own experience with, or endorsement of, an investment adviser, their personal investments, or their approval of Brophy Wealth Management, LLC is considered a testimonial. Testimonials are based on unique experiences from current clients and are not representative of all client experiences or indicative of future performance or success.

Privacy Notice | Form ADV | Form CRS

Brophy Wealth Management, LLC is a Registered Investment Advisor. 12/01/2024

Certain representatives of Brophy Wealth Management, LLC are also Registered Representatives offering securities through APW Capital, Inc., Member FINRA/ SIPC.

100 Enterprise Drive, Suite 504, Rockaway, NJ 07866 (800)637-3211. Brophy Wealth Management, LLC is independent of APW Capital, Inc.

Check the background of this firm on FINRA’s BrokerCheck.

Securities are offered to residents of AL, AZ, CA, CT, FL, GA, IA, MA, MD, ME, NC, NH, NM, NY, OH, PA, RI, TN, TX, VA, VT, WI.

The content is developed from sources believed to be providing accurate information. The information in this material is not intended as tax or legal advice. Please consult legal or tax professionals for specific information regarding your individual situation. Some of this material was developed and produced by FMG Suite to provide information on a topic that may be of interest. FMG Suite is not affiliated with the named representative, broker - dealer, state - or SEC - registered investment advisory firm. The opinions expressed and material provided are for general information, and should not be considered a solicitation for the purchase or sale of any security.

We take protecting your data and privacy very seriously. As of January 1, 2020 the California Consumer Privacy Act (CCPA) suggests the following link as an extra measure to safeguard your data: Do not sell my personal information.

Privacy Policy Notice

FACTS
WHAT DOES BROPHY WEALTH MANAGEMENT, LLC DO WITH YOUR FINANCIAL INFORMATION?

Why?
Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?
The types of personal information we collect and share depend on the product or service you have with us. This information can include:

Social Security number and income
Account balances and assets
Transaction history

How?
All financial companies need to share customers’ personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information, the reasons Brophy Wealth Management, LLC chooses to share, and whether you can limit this sharing.

Reasons we can share your personal information:

For our everyday business purposes – such as processing your transactions, maintaining your account(s), responding to court orders and legal investigations, or reporting to credit bureaus

Do we share? Yes
Can you limit this sharing? No

For our marketing purposes – to offer our products and services to you

Do we share? Yes
Can you limit this sharing? No

For joint marketing with other financial companies

Do we share? No

Can you limit this sharing? Not Applicable
For our affiliates’ everyday business purposes – information about your transactions and experiences

Do we share? No
Can you limit this sharing? Not Applicable

For our affiliates’ everyday business purposes – information about your creditworthiness

Do we share? No
Can you limit this sharing? Not Applicable

For our affiliates to market to you

Do we share? No
Can you limit this sharing? Not Applicable

For non-affiliates to market to you

Do we share? No
Can you limit this sharing? Not Applicable

Who we are
Who is providing this notice?
Brophy Wealth Management, LLC

What we do
How does Brophy Wealth Management, LLC protect my personal information?
To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Brophy Wealth Management, LLC collect my personal information?
We collect your personal information, for example, when you:

Open an account
Deposit money
Seek advice about your investments
Enter into an investment advisory contract
Tell us about your investment or retirement portfolio or earnings
We also collect your personal information from other companies.

Definitions

Affiliates
Companies related by common ownership and control. They can be financial and nonfinancial companies.
We have no affiliates.

Non-affiliates
Companies not related by common ownership and control. They can be financial or nonfinancial companies.
We do not share with non-affiliates so that they can market to you.

Joint marketing
A formal agreement between non-affiliated financial companies that together market financial products or services to you.
We do not jointly market.

Other important information
During our In-person, Zoom, and Phone meetings with clients and prospects, we may use software that records our meetings. We may also process those recordings through third-party software that summarizes those meetings for us. We consider this as part of our everyday business purposes described above.

Questions?
Call (603) 668-2303

Privacy Policy for SMS Communications
At Brophy Wealth Management, LLC, we are committed to protecting your privacy and ensuring transparency in how we collect, use, and share your information.

How We Use Your Mobile Information
We collect your phone number solely for the purpose of sending SMS notifications related to our services. Your mobile information will not be shared with third parties for marketing purposes without your explicit consent.

Data Sharing and Security
We do not share your personal information, including your phone number, with third parties for marketing purposes.
We do not transfer consumer data to external organizations without consent.
We have implemented strict policies and security measures to prevent unauthorized sharing of user data.

Consumer Rights and Opt-Out Policy
You have the right to opt out of receiving SMS messages at any time. To stop receiving messages, simply reply with STOP to any message you receive from us. Once you opt-out, you will no longer receive SMS communications from us unless you re-enroll.

Terms and Conditions for SMS Communications
By opting in to receive SMS messages from Brophy Wealth Management, LLC, you agree to the following terms and conditions:

Types of Messages
You may receive SMS messages from us that include:

Informational Messages: Appointment reminders, account updates, and important service notifications.
Promotional Messages: Event invitations, educational resources, and other information related to our financial services.

Message Frequency & Charges
You can expect to receive messages monthly, though frequency may vary based on service updates or interactions.
Message and data rates may apply based on your mobile carrier’s plan.

Opt-Out & Help Instructions
You can opt-out at any time by replying STOP to any message you receive from us. Once opted out, you will no longer receive SMS communications.

By continuing to receive messages from Brophy Wealth Management, LLC, you acknowledge and agree to these terms.

Contact Information
If you have any questions regarding our SMS communications or data privacy practices, please contact us at:
📧 Email: bwm@brophywealth.com
📞 Phone:603-668-2303